S3 E79 - The Power of Regulation Crowdfunding: From White House Advocacy to Transforming Startup Finance
Interview with Sherwood (Woodie) Neiss
CARFiling is a purpose-built software platform that streamlines the preparation of annual reports for companies that have raised capital through Regulation Crowdfunding. Through a guided, step-by-step workflow, CARFiling helps issuers efficiently organize, compile, and prepare the information required for their Form C-AR filings.
Designed specifically for issuers, CARFiling is not a law firm or a filing agent—it’s a self-service tool that empowers companies to manage their own compliance process with clarity and confidence. By simplifying complex reporting requirements into an intuitive digital experience, CARFiling enables issuers to stay organized, reduce errors, and meet their regulatory obligations while maintaining full responsibility for their filings.
Sherwood “Woodie” Neiss is a pioneering force in regulated investment crowdfunding and a key architect behind the legislation that transformed startup investing in the United States. As co-author of the Crowdfunding Exemption Framework that became the foundation for Title III of the JOBS Act, he played a central role in legalizing equity crowdfunding—testifying before Congress, collaborating with the SEC, and participating in the White House signing ceremony. Today, Woodie continues to shape the industry as Managing General Partner at D3VC, an AI-driven venture fund, and Principal at Crowdfund Capital Advisors, where he advises governments, institutions, and platforms worldwide on building modern capital markets.
In addition to his policy and investment work, Woodie is a data innovator and thought leader in private market infrastructure. He created CCLEAR, the industry’s most comprehensive dataset tracking Regulation Crowdfunding activity, and co-founded GUARDD, a compliance and disclosure platform designed to bring transparency to private securities markets. A frequent speaker at global forums including TEDx and SXSW, and co-author of Crowdfund Investing for Dummies, he has been widely recognized as one of the most influential voices in crowdfunding. Through his work, Woodie continues to champion a future where capital formation is more transparent, inclusive, and driven by the power of communities.